Jury Convicts Three Former UBS Executives For Municipal Bond Big Rigging

Posted by & filed under Publications.

On August 31, 2012, a jury convicted three former financial services executives for wire fraud and conspiracy to commit wire fraud in relation to bidding for contracts for the investment of municipal bond proceeds and other municipal finance contracts. According to the Department of Justice, Peter Ghavami, Gary Heinz and Michael Welty participated in separate… Read more »

SEC Makes First Whistleblower Award Since Passage Of Dodd-Frank

Posted by & filed under Publications.

On August 21, 2012, the Securities and Exchange Commission (SEC) announced that an individual who had provided documents and other significant information in the investigation of a multi-million dollar securities fraud scheme had been awarded nearly $50,000. This is the first pay-out from a new SEC program designed to reward people who provide evidence of… Read more »

Second Circuit Reverses District Court’s Dismissal Of SEC Claim Against Former Terex Corporation CFO

Posted by & filed under Publications.

On August 8, 2012, a panel of the U.S. Court of Appeals for the Second Circuit reversed the District Court’s dismissal of an SEC claim against former Terex CFO, Joseph Apuzzo, wherein the SEC had alleged that Mr. Apuzzo aided and abetted securities law violations to his role in a fraudulent accounting scheme. Apuzzo’s employer,… Read more »

Company That Compensated Victims Of Employee’s Bid Rigging Scheme Has No Standing To Appeal Criminal Restitution Order

Posted by & filed under Publications.

On August 28, 2012, a panel of the Third Circuit Court of Appeals dismissed the appeal by Sevenson Environmental Services regarding the sentencing of its former employee, Norman Stoerr. United States v. Stoerr, No. 11-2787 (3rd Cir. August 28, 2012). The Court ruled that Sevenson, as a non-party, lacked standing to appeal Stoerr’s sentence. On… Read more »

Ninth Circuit Rules Relator’s Share Is Ordinary Income

Posted by & filed under Publications.

In U.S. v. Alderson, 686 F.3d 791 (9th Cir. July 18, 2012), a case of first impression, the Ninth Circuit Court of Appeals found that a relator’s share should be treated as ordinary income for tax purposes rather than as capital gain.  Given the lack of authority for both the qui tam relator and the Government’s positions, the… Read more »

Mark Gordon Speaks at the American Cancer Society’s Third Annual Making Strides Against Breast Cancer Kick-off Breakfast

Posted by & filed under News.

PITTSBURGH, PA- On August 8, 2012, Mark Gordon, founding partner of Pietragallo Gordon Alfano Bosick & Raspanti, LLP, spoke at the American Cancer Society’s 3rd Annual Making Strides Against Breast Cancer Kick-off Breakfast. Through encouraging words, Mr. Gordon and other guest speakers inspired team leaders to unite and to raise both money and awareness to… Read more »

The Pennsylvania Commonwealth Court Decides How Filmed Surveillance Evidence May Be Used To Defeat A Claimant’s Petition For Workers’ Compensation Benefits Entitlement

Posted by & filed under Publications.

Background Facts of Case In 2005, claimant sustained a work related low back injury which the employer accepted as compensable and for which claimant initially received disability benefits.  He eventually returned to work and his indemnity benefits payments were properly suspended.  However, in October 2006, claimant contended that he experienced intense back pain with lower left extremity… Read more »

Patient Protection And Affordable Care Act Upheld

Posted by & filed under Publications.

On June 28, 2012, a sharply divided United States Supreme Court decided that The Patient Protection and Affordable Care Act (“PPACA”) is constitutional. National Federation of Independent Business, et. al. v. Sebelius, et al., 567 U.S. __ (2012) (cites here to Slip Opinion). Three separate Opinions – by Chief Justice Roberts (writing for the Court), Justice… Read more »