Securities Law

We provide counseling in all areas of federal and state securities laws to startup, emerging growth and mature public companies. The group's lawyers have experience in preparing registration statements for public equity and debt offerings and employee benefit plans, proxy statements, quarterly and annual reports and no-action letters to the Securities and Exchange Commission.

The group also provides advice on routine compliance under Section 16 insider trading and Rule 144 sale issues. The group also represents issuers and investors in structuring and negotiating private placements of equity and debt in both angel and venture capital financing. Clients this group has advised include companies in the media, manufacturing, software development, wireless technology, biomedical device, Internet gaming and thin-film technology industries.


For more information about our specialty areas within the Business Group Group, click on the links below:

Business Group